Ðǿմ«Ã½

Monitoring PTEs

Find out how Ðǿմ«Ã½ monitors private training establishments

Ðǿմ«Ã½ assures the quality of registered private training establishments (PTEs) by carrying out education, support, monitoring and intervention activities.

These activities relate to:

  • the delivery of education by PTEs
  • ensuring that PTEs meet the requirements for maintaining registration.

PTE responsibilities

PTEs are responsible for ensuring they comply with all Ðǿմ«Ã½ requirements that apply to them.

Ðǿմ«Ã½ expects PTEs to have and implement an adequate quality management system (QMS).

For more information on what is required for a QMS see:

Registration of a new private training establishment

Validation visits to newly registered PTEs

Around six months after registration, Ðǿմ«Ã½ makes a validation visit to every newly registered PTE.

The purpose of the visit is to check that the PTE is meeting Ðǿմ«Ã½'s registration requirements. In particular, Ðǿմ«Ã½ checks that the PTE is operating as it stated in its application for registration.

If the PTE hasn't started operating within six months of registration, Ðǿմ«Ã½ can postpone the validation visit.

Documents for compliance

To maintain their registration, PTEs must submit certain documents to Ðǿմ«Ã½.

Ðǿմ«Ã½ staff review these documents, as well as other documents submitted by PTEs.

These other documents include (where applicable):

If these documents raise any concerns, Ðǿմ«Ã½ will contact the PTE.

Concerns about education providers

Ðǿմ«Ã½ has a process for individuals wanting to raise concerns about a PTE.

When concerns are received, Ðǿմ«Ã½ checks if the concerns are within Ðǿմ«Ã½â€™s jurisdiction, whether there are sufficient grounds to investigate and whether it will investigate based on current priorities.

If concerns are investigated and Ðǿմ«Ã½ finds that a PTE has breached our rules or requirements, Ðǿմ«Ã½ will work with the PTE to make sure it takes appropriate corrective actions. 

Concerns about education providers

Compliance visits

Ðǿմ«Ã½ may visit an PTE to confirm it is complying with Ðǿմ«Ã½ Rule or the Education and Training Act 2020.

These visits can be part of a regular Ðǿմ«Ã½ process, or a result of an Ðǿմ«Ã½ risk assessment.

They can be scheduled or unannounced.

Statutory intervention

Wherever possible, Ðǿմ«Ã½ works informally with a PTE in the first instance to address non-compliance.

If an informal approach doesn't work, or if the non-compliance is more serious or poses an immediate risk to students or the public, Ðǿմ«Ã½ can use one of the following statutory approaches:

  • Issuing a compliance notice that requires a PTE to do/stop doing a particular action.
  • Imposing a condition on a PTE’s registration, programme apprvoal or accreditation, training scheme approval, or consent to assess against standards.
  • Withdrawing a PTE’s programme approval or accreditation, training scheme approval, or consent to assess against standards.
  • Cancelling a PTE’s registration.

Ðǿմ«Ã½ monitoring activity fees

Ðǿմ«Ã½ charges fees for the following activities:

  • validation visits to newly registered providers
  • compliance visits and follow-up activity required as a result of non-compliance with Ðǿմ«Ã½ requirements

Find about more about the fees at:

Ðǿմ«Ã½ fees

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